Senior Compliance Manager

Digital assets are driving the future of finance, and we believe that future looks bright. Founded in 2017, INX is bringing digital asset trading out of the dark with a fully regulated platform and digital asset ecosystem for listing and trading cryptocurrencies and digital assets.

Our team of experienced business, markets, and technology veterans share a vision of redefining the worlds of finance and cryptocurrency trading. From the beginning, we set out to work with regulators, rather than work against them. With privacy, security, and compliance as our foundation, we’re built from the ground up to enable a new asset class, increase access to capital, and are positioned to play a significant role in shaping how we move forward.

INX has a FINRA-regulated broker/dealer called INX Securities, LLC, which has an Alternative Trading System (“ATS”) that trades digital securities and offers primary market services for issuers looking to raise money using digital securities. We also have a proprietary, cryptocurrency trading platform for retail and institutional investors called INX Digital. Both platforms operate using blockchain-enabled technology. We completed our INX Token IPO, raising over $80 million, in the first SEC-registered security token IPO in U.S. history.

The Compliance Team at INX plays a critical role within the organization by providing relevant, actionable guidance based on the applicability of myriad rules, regulations, laws, and standards of the financial services industry. Our Compliance Team works alongside our business partners, allowing for clarity, consistency, and confidence in the advice being given, ultimately empowering business partners to make decisions.

Working across the business, Compliance at INX develops, implements, and enhances a thoughtful, modern, and accessible compliance framework for the organization. Designed to achieve compliance with applicable industry rules, regulations, laws, and standards, we also work to foster a knowledgeable, open, and ethical culture.

What’s the job?

In this role, you will work with INX’s Chief Compliance Officer to execute on broad compliance initiatives and manage the day-to-day functions of the compliance team. You will work across business lines, including the INX Digital cryptocurrency platform, own certain specialized functions, projects, or products, and help grow and manage a team of licensed Compliance Associates. You will also provide guidance to the rest of the team on their functions. The ideal candidate will have an opportunity to set their own path in a fast-growing environment.

What you’ll be doing

• Assist in creating sharp, nimble, and effective compliance program processes, identify key risk indicators, and regularly report on progress across our businesses
• Due diligence reviews of digital asset primary offerings
• Collaborate closely with our product, operations, and engineering groups around product launches; ensuring that the appropriate operational and risk controls are defined, tested, and documented before launch
• Have an ability to communicate with regulators about the vision and purpose of the broker/dealer’s compliance program and actions
• Participate in reviewing marketing materials across various mediums, providing input, recommendations, and approvals
• Manage elements of our AML program, including suspicious activity reporting, unusual activity reviews and customer complaints processes
• Assist INX platform operations and customer support teams with compliance questions and issues
• Actively engage across INX to promote a culture of compliance and continuous improvement
• Assist with the development and implementation of processes and procedures
• Manage and grow a specialized team of licensed Compliance Associates, identifying key skills areas and take ownership of developing associates

We’d love to hear from you if you

• Have your FINRA Series 7, Series 63/66, and Series 24 licenses;
• Have 5+ years of experience working in a 1st line or 2nd line compliance role at a broker-dealer, investment bank or cryptocurrency exchange
• Have experience working with a Fintech startup, ideally operating within the Blockchain and/or cryptocurrency space
• Have 2+ years of experience working in a compliance, operational or supervisory role at a broker-dealer, bank, cryptocurrency platform or FinTech company.
• Are a great communicator and can navigate external and internal stakeholder requests, as well as competing priorities
• Are comfortable taking ownership of projects and initiatives with little direction, and be able to help teams define and create action plans

Our benefits and perks

• Competitive salary and incentive compensation for all employees
• Our attractive benefits package includes health, dental, vision, life, and disability insurance as well as a 401(k) with generous company match
• Access to a suite of wellbeing benefits, including discounts on wellbeing products, personal care concierge, personal finance planning, pet insurance, and other perks
• Electric sit-stand desks and MacBooks
• Employee assistance program
• Pre-tax commuter, health, and dependent FSA

INX is an Equal Opportunity Employer

We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or veteran status. INX refers to services that are offered either through INX Digital, Inc., a Delaware corporation and registered Money Services Business, or INX Securities, LLC, a Pennsylvania limited liability company and SEC-registered broker-dealer and member of FINRA. INX Digital and INX Securities are separate, wholly owned subsidiaries of INX Limited, a Gibraltar corporation.